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Rocket 10 Article: Data Quality Assurance – What Other Disciplines Can Teach Us

In the recently published edition of The OTC Space’s Rocket 10 Magazine, RegTek Solutions’ Lloyd Altman writes about “Data Quality Assurance – What Other Disciplines Can Teach Us”. In the introduction, Altman writes “Data quality as both a necessity and ideal is not unique to the capital markets, yet little has been written regarding techniques […]

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Deutsche Börse and Illuminate Financial invest in RegTek.Solutions

 Investment comes as market participants prepare to comply with a raft of new post-trade reporting rules in Europe, North America and APAC Frankfurt, London, New York; 6 Sept 2017: Deutsche Börse and Illuminate Financial Management LLP have co-led in a US$5 million Series A funding round in RegTek.Solutions Inc., a leading multi-jurisdiction regulatory reporting […]

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Article: “What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBS”

The most recent edition of the Journal of Securities Operations & Custody (Volume 9 Number 4) features an article by Lloyd Altman entitled “What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBS”.  Opening by paraphrasing Heraclitus, “Change is the only constant”, the article focuses on Europe and the US, going into detail regarding all of […]

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RegTek Solutions partnership with Deutsche Börse draws parallel to Nasdaq move

Yolanda Bobeldijk’s August 2, 2017 Financial News (FN) article entitled “Deutsche Börse latest to turn to regtech for Mifid II” leads off by drawing parallels between the Deutsche Börse’s decision to utilize RegTek.Solutions’ components as part of its MiFID II Reporting Hub and Nasdaq’s acquisition of London-based fintech Sybenetix. In the article, Brian Lynch, CEO […]

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Deutsche Börse Regulatory Reporting Hub partners with RegTek.Solutions and Risk Focus for MiFID II

Frankfurt am Main     2 August 2017  The Regulatory Reporting Hub of Deutsche Börse Group has launched a partnership with Risk Focus and its software subsidiary, RegTek.Solutions, headquartered in New York. Risk Focus will provide key system components for the Regulatory Reporting Hubs’ OTC Trade Reporting solution, including RegTek.Solutions’ Validate.Trade product. The functionality of the components […]

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Continued growth at RegTek.Solutions has David Morris joining as Product Manager

19 July 2017, New York & London: Leading trade reporting and compliance software company RegTek.Solutions is pleased to announce today that David Morris has joined their team in the role of Product Manager. Morris has more than 10 years’ experience in the specialist financial technology sector and will be based in RegTek’s London office. He […]

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DerivSource Article on Dodd Frank: No Foot off of the Transparency Pedal

Lynn Strongin Dodd’s July 13, 2017 Article “Dodd Frank: Scale of Change Remains Uncertain”, covers all aspects of the regulation in light of the new Administration’s stated position to dismantle it. Transparency, however, will remain. RegTek Solutions’ Lloyd Altman is quoted as saying “We have not seen anyone take their foot off the pedal in […]

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Major Milestone – Validate.Trade 2.0

June 30, 2017 Today RegTek.Solutions released Validate.Trade 2.0, which is a milestone not only in release numerology but in functionality, since this is the release that will give clients access to a Pre-UAT version of rules for the new EMIR RTS ReWrite. The EMIR RTS ReWrite feature includes: Implementation of support for new EU-Lite Asset […]

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Drowning in MiFID II Data – CEPS Seminar featuring Elena Gaetini

The June 28 panel, “Drowning in MiFID II Data”, which was part of a MiFID II seminar sponsored by CEPS in Brussels, featured Elena Gaetini of RegTek.Solutions.  In addition to seeing MiFID II Compliance as an opportunity to solve Enterprise data management issues, Gaetini pointed out that it has to be seen as an opportunity to solve […]