Rocket 10 Article: Data Quality Assurance – What Other Disciplines Can Teach Us

In the recently published edition of The OTC Space’s Rocket 10 Magazine, RegTek Solutions’ Lloyd Altman writes about “Data Quality Assurance – What Other Disciplines Can Teach Us”. In the introduction, Altman writes “Data quality as both a necessity and ideal is not unique to the capital markets, yet little has been written regarding techniques […]

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News Release: SmartStream and RegTek.Solutions Join to Offer Independent, Turnkey Reconciliation Solutions for Global Regulatory Reporting

  NEWS RELEASE New York, October 4, 2017 SmartStream and RegTek.Solutions Join to Offer Independent, Turnkey Reconciliation Solutions for Global Regulatory Reporting Smart Assurance Solutions for Trade and Transaction Reporting SmartStream Technologies, the financial Transaction Lifecycle Management (TLM®) solutions provider, today announced a partnership with RegTek.Solutions, a leader in regulatory compliance technology, to deliver Reconcile.Trade, […]


Continued growth at RegTek.Solutions has David Morris joining as Product Manager

19 July 2017, New York & London: Leading trade reporting and compliance software company RegTek.Solutions is pleased to announce today that David Morris has joined their team in the role of Product Manager. Morris has more than 10 years’ experience in the specialist financial technology sector and will be based in RegTek’s London office. He […]

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Infographic – Top 10 changes to EMIR Reporting under the new RTS

In January 2017, ESMA published its Final Report Review of the Regulatory and Implementing Technical Standards on reporting under Article 9 of EMIR, the implementation of which is scheduled for November 1, 2017; the deadline for backloading has been pushed out by two years to February 2019. The Report contains a summary of the proposed […]

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The State of ISINs for OTC Swaps – Brian Lynch quoted in DerivSource Article

The March 14, 2017 DerivSource article by Lynn Strongin Dodds focuses on the momentum behind the standardization and use of ISINs as the unique identifier for Swaps in MiFID II Trade Reporting, as well as the challenges that still remain, which according to the article include “regulation recommendations to be heard and continuing dissension over whether […]

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The Rise Of RegTek Solutions – Featured On The OTC Space

The February 14, 2017 version of The OTC Space features an article by Lloyd Altman entitled “The Rise of RegTek Solutions”.  In the article, Atman describes “Reg Tech”, which is a catch-all category of providers who have applied trending technologies like AI and blockchain to tackle regulatory issues, and compares it to our suite of solutions in which […]


RegTech disruptor Risk Focus launches RegTek Solutions, Inc.

FOR IMMEDIATE RELEASE 24 January 2017, New York, London & Paris: Risk Focus, Inc., the specialist solutions provider to the global capital markets, today announced the launch of a new firm, RegTek Solutions Inc.(RegTek). RegTek, a wholly-owned subsidiary of Risk Focus, will be the new home for Report-it, the market-leading control and compliance software for global […]

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Andy Green in Waters on ESMA’s MiFID II Guidance

In a recent Waters article by Joanna Wright on ESMA’s October MiFID II guidance for implementing technical requirements, Andy Green, Global Head of Business Development for Report-it.Trade,  weighed in on the level of detail that ESMA included and why this is necessary.  Green also pointed out the stress that reporting firms will be under with […]


Risk Focus Shortlisted for Best New Trade Reporting Technology

20 October 2016, London & New York Risk Focus, Inc., the leading provider of control and compliance solutions for regulatory trade and transaction reporting to the global capital markets, today announced it has been shortlisted for the “Best New Technology Product – Reporting” in the prestigious FOW International Awards for 2016. The shortlisting of Risk Focus […]


SFTR Shorts, Part 4 – Country Codes for Identifying Location of Branches

This is the fourth and last installment in Alan McIntyre’s informative and well-received “SFTR Shorts” series. The latest consultation paper has a lengthy section around the proposal to use the ISO Country code to identify the location of branches. The alternative would be to use the LEIs of the actual branches, as per the ongoing […]