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EMIR, MIFIR, and SFTR – article by Alan McIntyre in “Rocket 9”

Choppy Waters

2017 is shaping up as the year of regulatory compliance in Europe. Alan McIntyre’s article “Navigating The Waters of EMIR, MIFIR, and SFTR” in the recent edition of Rocket 9 from The OTC Space  lays out the technical and planning challenges, scope, and overlap between each of the three regimes.

In addition to illuminating issues like ESMA’s decision to endorse ISINs for all OTC Derivaties within MiFID II and spelling out the scope and potential overlap between the three EU regulatory reporting regimes that are closely stacked together, the article also touches on regulatory reporting requirements in other regions, like SEC in the US, Korea, and Israel.

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