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Article: “What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBS”

The most recent edition of the Journal of Securities Operations & Custody (Volume 9 Number 4) features an article by Lloyd Altman entitled “What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBS”.  Opening by paraphrasing Heraclitus, “Change is the only constant”, the article focuses on Europe and the US, going into detail regarding all of […]

DBAG

RegTek Solutions partnership with Deutsche Börse draws parallel to Nasdaq move

Yolanda Bobeldijk’s August 2, 2017 Financial News (FN) article entitled “Deutsche Börse latest to turn to regtech for Mifid II” leads off by drawing parallels between the Deutsche Börse’s decision to utilize RegTek.Solutions’ components as part of its MiFID II Reporting Hub and Nasdaq’s acquisition of London-based fintech Sybenetix. In the article, Brian Lynch, CEO […]

DBAG

Deutsche Börse Regulatory Reporting Hub partners with RegTek.Solutions and Risk Focus for MiFID II

Frankfurt am Main     2 August 2017  The Regulatory Reporting Hub of Deutsche Börse Group has launched a partnership with Risk Focus and its software subsidiary, RegTek.Solutions, headquartered in New York. Risk Focus will provide key system components for the Regulatory Reporting Hubs’ OTC Trade Reporting solution, including RegTek.Solutions’ Validate.Trade product. The functionality of the components […]

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Continued growth at RegTek.Solutions has David Morris joining as Product Manager

19 July 2017, New York & London: Leading trade reporting and compliance software company RegTek.Solutions is pleased to announce today that David Morris has joined their team in the role of Product Manager. Morris has more than 10 years’ experience in the specialist financial technology sector and will be based in RegTek’s London office. He […]

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Elena Gaetini – Data Quality is Top Regulatory Reporting Priority

At the May 22 “Future of Post-Trade Event”, Elena Gaetini, Head of RegTek.Solutions European Sales, spoke on a panel regarding trade reporting data quality. Although the panel itself was focused on MiFIR Reporting, Gaetini was quick to point out that poor data quality is a cross-jurisdictional issue. In Hayley McDowell’s article summarizing the event in The […]

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UBS joins RegTek.Solutions’ Validate.Trade client roster

RegTek.Solutions is proud to add UBS into its group of Global Swaps Dealers that license Validate.Trade for Trade Reporting Data Quality Surveillance. UBS was the 6th G15 bank to sign up to our Validate.Trade platform. UBS is initially using Validate.Trade to enhance and streamline the development and testing of its proprietary reporting solutions. They have […]

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Infographic – Top 10 changes to EMIR Reporting under the new RTS

In January 2017, ESMA published its Final Report Review of the Regulatory and Implementing Technical Standards on reporting under Article 9 of EMIR, the implementation of which is scheduled for November 1, 2017; the deadline for backloading has been pushed out by two years to February 2019. The Report contains a summary of the proposed […]

European-Commission

MiFID II insulated from ESA’s recent Leniency

Rachel Wolcott’s March 3 Article in Thomson Reuters ACCELUS highlights the fact that firms who see the EU’s apparent leniency with smaller counterparties in complying with the March 1 Variation Margin deadline as an indication of future leniency should think twice.  As background, The European Supervisory Authorities (ESAs – European Banking Authority, European Insurance and […]

Andy-Green

Regulatory Reg Tech Makeover – Andy Green quoted in TR Article

The March 13, 2017 Thomson Reuters ACCELUS article by Rachel Woolcot entitled “Regulatory reporting gets regtech makeover; complexity and costs prompts firms to rethink approach” focuses on how technology companies are preparing a new generation of smarter regulatory reporting tools. In the article, Andy Green, RegTek Solutions Global Head of Business Development, is quoted as […]