Lloyd-Headshot

DerivSource Article on Dodd Frank: No Foot off of the Transparency Pedal

Lynn Strongin Dodd’s July 13, 2017 Article “Dodd Frank: Scale of Change Remains Uncertain”, covers all aspects of the regulation in light of the new Administration’s stated position to dismantle it. Transparency, however, will remain. RegTek Solutions’ Lloyd Altman is quoted as saying “We have not seen anyone take their foot off the pedal in […]

Elena Headshot even smaller

Drowning in MiFID II Data – CEPS Seminar featuring Elena Gaetini

The June 28 panel, “Drowning in MiFID II Data”, which was part of a MiFID II seminar sponsored by CEPS in Brussels, featured Elena Gaetini of RegTek.Solutions.  In addition to seeing MiFID II Compliance as an opportunity to solve Enterprise data management issues, Gaetini pointed out that it has to be seen as an opportunity to solve […]

Brian Interview

TheTradeNews Video – The Future of RegTek

During the FIA’s 2017 IDX Conference, RegTek.Solutions CEO Brian Lynch was asked his opinion regarding the impact that regulations will have on the industry in 2018 and beyond.  Lynch’s insightful response, comparing the MiFID II race to the finish line with our experiences with Dodd-Frank, is worth watching in its entirety. Watch The Full Video Here […]

RegTek EMIR-Ready large

Press Release – RegTek.Solutions Announces EMIR-Ready Service

EMIR RTS Changes on 1st November: will you be ready? RegTek.Solutions announces service that ensures you will be 3 May 2017, New York & London: Leading compliance specialist RegTek.Solutions today announced EMIR-Ready, the first ever dedicated regulatory readiness-testing and validation service. Developed to reduce both the costs and the risks associated with meeting the November […]

Lloyd moonlight

“The Race is On” – Lloyd Altman quoted in Best Execution

Dan Barnes’ April 22 article in Best Execution, “FinTech:RegTech: The Race Is On”, focuses on how the Reg Tech market provides the  right collection of solutions to help firms meet regulatory changes, challenges, and deadlines. In the article, Lloyd Altman of RegTek Solutions discusses the fact that banks can use regulatory change as an opportunity to […]

Infographic Picture only

Infographic – Top 10 changes to EMIR Reporting under the new RTS

In January 2017, ESMA published its Final Report Review of the Regulatory and Implementing Technical Standards on reporting under Article 9 of EMIR, the implementation of which is scheduled for November 1, 2017; the deadline for backloading has been pushed out by two years to February 2019. The Report contains a summary of the proposed […]

Brian Headshot

The State of ISINs for OTC Swaps – Brian Lynch quoted in DerivSource Article

The March 14, 2017 DerivSource article by Lynn Strongin Dodds focuses on the momentum behind the standardization and use of ISINs as the unique identifier for Swaps in MiFID II Trade Reporting, as well as the challenges that still remain, which according to the article include “regulation recommendations to be heard and continuing dissension over whether […]

European-Commission

MiFID II insulated from ESA’s recent Leniency

Rachel Wolcott’s March 3 Article in Thomson Reuters ACCELUS highlights the fact that firms who see the EU’s apparent leniency with smaller counterparties in complying with the March 1 Variation Margin deadline as an indication of future leniency should think twice.  As background, The European Supervisory Authorities (ESAs – European Banking Authority, European Insurance and […]

Andy-Green

Regulatory Reg Tech Makeover – Andy Green quoted in TR Article

The March 13, 2017 Thomson Reuters ACCELUS article by Rachel Woolcot entitled “Regulatory reporting gets regtech makeover; complexity and costs prompts firms to rethink approach” focuses on how technology companies are preparing a new generation of smarter regulatory reporting tools. In the article, Andy Green, RegTek Solutions Global Head of Business Development, is quoted as […]

The OTC Space Logo

EMIR, MIFIR, and SFTR – article by Alan McIntyre in “Rocket 9”

2017 is shaping up as the year of regulatory compliance in Europe. Alan McIntyre’s article “Navigating The Waters of EMIR, MIFIR, and SFTR” in the recent edition of Rocket 9 from The OTC Space  lays out the technical and planning challenges, scope, and overlap between each of the three regimes. In addition to illuminating issues like ESMA’s decision […]