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Rocket 10 Article: Data Quality Assurance – What Other Disciplines Can Teach Us

In the recently published edition of The OTC Space’s Rocket 10 Magazine, RegTek Solutions’ Lloyd Altman writes about “Data Quality Assurance – What Other Disciplines Can Teach Us”. In the introduction, Altman writes “Data quality as both a necessity and ideal is not unique to the capital markets, yet little has been written regarding techniques […]

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News Release: SmartStream and RegTek.Solutions Join to Offer Independent, Turnkey Reconciliation Solutions for Global Regulatory Reporting

  NEWS RELEASE New York, October 4, 2017 SmartStream and RegTek.Solutions Join to Offer Independent, Turnkey Reconciliation Solutions for Global Regulatory Reporting Smart Assurance Solutions for Trade and Transaction Reporting SmartStream Technologies, the financial Transaction Lifecycle Management (TLM®) solutions provider, today announced a partnership with RegTek.Solutions, a leader in regulatory compliance technology, to deliver Reconcile.Trade, […]

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Deutsche Börse and Illuminate Financial invest in RegTek.Solutions

 Investment comes as market participants prepare to comply with a raft of new post-trade reporting rules in Europe, North America and APAC Frankfurt, London, New York; 6 Sept 2017: Deutsche Börse and Illuminate Financial Management LLP have co-led in a US$5 million Series A funding round in RegTek.Solutions Inc., a leading multi-jurisdiction regulatory reporting […]

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DerivSource Article on Dodd Frank: No Foot off of the Transparency Pedal

Lynn Strongin Dodd’s July 13, 2017 Article “Dodd Frank: Scale of Change Remains Uncertain”, covers all aspects of the regulation in light of the new Administration’s stated position to dismantle it. Transparency, however, will remain. RegTek Solutions’ Lloyd Altman is quoted as saying “We have not seen anyone take their foot off the pedal in […]

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Drowning in MiFID II Data – CEPS Seminar featuring Elena Gaetini

The June 28 panel, “Drowning in MiFID II Data”, which was part of a MiFID II seminar sponsored by CEPS in Brussels, featured Elena Gaetini of RegTek.Solutions.  In addition to seeing MiFID II Compliance as an opportunity to solve Enterprise data management issues, Gaetini pointed out that it has to be seen as an opportunity to solve […]

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TheTradeNews Video – The Future of RegTek

During the FIA’s 2017 IDX Conference, RegTek.Solutions CEO Brian Lynch was asked his opinion regarding the impact that regulations will have on the industry in 2018 and beyond.  Lynch’s insightful response, comparing the MiFID II race to the finish line with our experiences with Dodd-Frank, is worth watching in its entirety. Watch The Full Video Here […]

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Press Release – RegTek.Solutions Announces EMIR-Ready Service

EMIR RTS Changes on 1st November: will you be ready? RegTek.Solutions announces service that ensures you will be 3 May 2017, New York & London: Leading compliance specialist RegTek.Solutions today announced EMIR-Ready, the first ever dedicated regulatory readiness-testing and validation service. Developed to reduce both the costs and the risks associated with meeting the November […]

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“The Race is On” – Lloyd Altman quoted in Best Execution

Dan Barnes’ April 22 article in Best Execution, “FinTech:RegTech: The Race Is On”, focuses on how the Reg Tech market provides the  right collection of solutions to help firms meet regulatory changes, challenges, and deadlines. In the article, Lloyd Altman of RegTek Solutions discusses the fact that banks can use regulatory change as an opportunity to […]

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Infographic – Top 10 changes to EMIR Reporting under the new RTS

In January 2017, ESMA published its Final Report Review of the Regulatory and Implementing Technical Standards on reporting under Article 9 of EMIR, the implementation of which is scheduled for November 1, 2017; the deadline for backloading has been pushed out by two years to February 2019. The Report contains a summary of the proposed […]

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The State of ISINs for OTC Swaps – Brian Lynch quoted in DerivSource Article

The March 14, 2017 DerivSource article by Lynn Strongin Dodds focuses on the momentum behind the standardization and use of ISINs as the unique identifier for Swaps in MiFID II Trade Reporting, as well as the challenges that still remain, which according to the article include “regulation recommendations to be heard and continuing dissension over whether […]