UPCOMING WEBINAR Get Ready for the November 1st EMIR Reporting Big Bang Free Webinar | Thursday, 22nd June, 2017 | 3pm BST (11am ET) Register Here RegTek.Solutions and The OTC Space are pleased to invite you to this free webinar. In January 2017, ESMA published its Final Report Review of the Regulatory and Implementing Technical Standards on reporting under Article […]
At the May 22 “Future of Post-Trade Event”, Elena Gaetini, Head of RegTek.Solutions European Sales, spoke on a panel regarding trade reporting data quality. Although the panel itself was focused on MiFIR Reporting, Gaetini was quick to point out that poor data quality is a cross-jurisdictional issue. In Hayley McDowell’s article summarizing the event in The […]
Risk Focus Inc., the leading provider of regulatory reporting control and compliance solutions to the global capital markets, raised USD 750,000 through the issue of a convertible note to a group of private investors, in a round that was led by Jon Barlow, FinTech entrepreneur, investor and advisor. This is the first time that Risk […]
April 11, 2016 As one of the sponsors of FTF DerivOps 2016, Risk Focus was privileged to have Lloyd Altman speak on the topic “Regulators “REALLY DO CARE About Data Quality”. Below is Lloyd’s presentation that you can download Risk Focus Slides in DerivOps North America Slideshow Template Click here to contact us.
The Infoline MiFID II / MiFIR & EMIR Reporting conference in London on the 25-26 February was again an informative and interesting event. Enhanced by representation from ESMA, FCA, ANNA, SEC and other Regulators. As well as Industry experts. The representatives from the Regulators, Speakers and panellists did an excellent job of mapping out the […]
On October 8, 2015, I had the pleasure of being on the dais for a panel discussion on “Reporting Regulations & Derivatives” at the Derivatives World Congress, bright and early in Chicago the morning after the Cubs beat the Pirates to advance to the NL Division Series against the Cardinals.
Needless to say, all of the locals in attendance were bleary-eyed and/or hung over. Yet, we kept the audience awake and engaged.