RegTek

RegTek.Solutions proud to have contributed to Deutsche Börse Group’s Regulatory Reporting Hub success

Following the successful launch of Deutsche Börse Group’s EMIR reporting solutions in August – the first service of their Regulatory Reporting Hub – the exchange has recently announced that it will be offering ARM and APA services as of 3 January 2018, having been determined compliant with MiFID II requirements by BaFin (German Federal Financial […]

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A Day in the Life of a Compliance Officer, Part 1

The first article of the “Day in the Life” series, sponsored by RegTek Solutions, is now available to read on The OTC Space. In this series, compliance officers from some of the world’s biggest financial institutions will be discussing the profession’s challenges, their approach to technology, and wishes for the future. In this first interview, […]

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Trade Reporting – The gift that keeps on giving

by Alan McIntyre, Industry Relations Lead I attended an industry event on the EMIR RTS ReWrite recently and the main presenter was discussing the continuing pace of change. The changes being discussed include the RTS ReWrite, MiFIR, SFTR and the significant scope of these changes. He quipped that, “as a contractor once said to me, […]

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Article: “What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBS”

The most recent edition of the Journal of Securities Operations & Custody (Volume 9 Number 4) features an article by Lloyd Altman entitled “What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBS”.  Opening by paraphrasing Heraclitus, “Change is the only constant”, the article focuses on Europe and the US, going into detail regarding all of […]

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RegTek Solutions partnership with Deutsche Börse draws parallel to Nasdaq move

Yolanda Bobeldijk’s August 2, 2017 Financial News (FN) article entitled “Deutsche Börse latest to turn to regtech for Mifid II” leads off by drawing parallels between the Deutsche Börse’s decision to utilize RegTek.Solutions’ components as part of its MiFID II Reporting Hub and Nasdaq’s acquisition of London-based fintech Sybenetix. In the article, Brian Lynch, CEO […]

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Deutsche Börse Regulatory Reporting Hub partners with RegTek.Solutions and Risk Focus for MiFID II

Frankfurt am Main     2 August 2017  The Regulatory Reporting Hub of Deutsche Börse Group has launched a partnership with Risk Focus and its software subsidiary, RegTek.Solutions, headquartered in New York. Risk Focus will provide key system components for the Regulatory Reporting Hubs’ OTC Trade Reporting solution, including RegTek.Solutions’ Validate.Trade product. The functionality of the components […]

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Continued growth at RegTek.Solutions has David Morris joining as Product Manager

19 July 2017, New York & London: Leading trade reporting and compliance software company RegTek.Solutions is pleased to announce today that David Morris has joined their team in the role of Product Manager. Morris has more than 10 years’ experience in the specialist financial technology sector and will be based in RegTek’s London office. He […]

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DerivSource Article on Dodd Frank: No Foot off of the Transparency Pedal

Lynn Strongin Dodd’s July 13, 2017 Article “Dodd Frank: Scale of Change Remains Uncertain”, covers all aspects of the regulation in light of the new Administration’s stated position to dismantle it. Transparency, however, will remain. RegTek Solutions’ Lloyd Altman is quoted as saying “We have not seen anyone take their foot off the pedal in […]

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Drowning in MiFID II Data – CEPS Seminar featuring Elena Gaetini

The June 28 panel, “Drowning in MiFID II Data”, which was part of a MiFID II seminar sponsored by CEPS in Brussels, featured Elena Gaetini of RegTek.Solutions.  In addition to seeing MiFID II Compliance as an opportunity to solve Enterprise data management issues, Gaetini pointed out that it has to be seen as an opportunity to solve […]

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Elena Gaetini – Data Quality is Top Regulatory Reporting Priority

At the May 22 “Future of Post-Trade Event”, Elena Gaetini, Head of RegTek.Solutions European Sales, spoke on a panel regarding trade reporting data quality. Although the panel itself was focused on MiFIR Reporting, Gaetini was quick to point out that poor data quality is a cross-jurisdictional issue. In Hayley McDowell’s article summarizing the event in The […]