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A Day in the Life of a Compliance Officer, Part 1 - RTS

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A Day in the Life of a Compliance Officer, Part 1

Theotclogo first article of the “Day in the Life” series, sponsored by RegTek Solutions, is now available to read on The OTC Space. In this series, compliance officers from some of the world’s biggest financial institutions will be discussing the profession’s challenges, their approach to technology, and wishes for the future.

In this first interview, Michael Bergfort tells us that continuous changes to trade reporting regulations, namely the recently implemented EMIR RTS changes and SFTR, have been keeping his team very busy. He also discusses the challenges of balancing all the different work streams such as negotiating the German equivalent to ISDA master agreement, against project work such as MiFID II.

To read the full piece, please visit: http://www.theotcspace.com/2017/11/24/day-life-compliance-officer-michael-bergfort 

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